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 THE New Uniform Trust Code, RETIREMENT ACCOUNTS, AND 529 PLANS
THE New Uniform Trust Code, ... Fiduciary 401k Rules
By: Randy Durig: Fiduciary Investment Advisor 1. Introduction.2. ERISA.3. Law Suits.4. Pension Protection ... Fiduciary Responsibility
Plan sponsors need to understand and monitor their retirement plan fiduciary responsibilities to insure that the participants come first. About the Accredited Investment Fiduciary or AIF® designation
Accredited Investment Fiduciary® Code of Ethics We recognize that this Code of Ethics, and its principles and obligations, are in addition to those set forth by any other Code that governs my professional and ethical conduct. To Durig Capital LLC clients, we will: 1. Employ and provide the client information on the Practices defined by the Foundation for Fiduciary Studies when serving as an investment fiduciary and/or advising other investment ... Fiduciary Responsibilities
Many companies are now realizing that achieving their Fiduciary responsibility is extremely important, but most companies I review, top management is properly focused on their future and health of the ongoing company that they manage. This often leaves a void in handing the companies fiduciary responsibilities. That's why the Government laws enacted a co-fiduciary. Its Durig Capital's believe that properly addressing the many regulatory, and compliance issues correctly in 401k plans, that this ... Fiduciary Definition
A Fiduciary Standard of care is where by law the client comes first. This is the highest standard of care possible. A suitability standard by law is where the broker comes first. It's also my understand that by SEC rule that the Broker Dealer's firm also comes before the client. This self-interest could create a very large conflict of interest for the client, and or the company plan. During the year 2000 stock market crash where Enron, World.com, Global Crossing and many ... |
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Fiduciary Advisor news on the web: Oilsands Quest files third quarter form 10-Q and operational update (CNW Group via Yahoo! Finance)Oilsands Quest Inc. announces that its Form 10-Q Quarterly Report for the period ended January 31, 2010, was filed March 9, 2010, and is available online at www.sec.gov and www.sedar.com. MassMutual Sees Continued Momentum in the Nonprofit Market (dBusinessNews.com)SPRINGFIELD, Mass -- MassMutual's Retirement Services Division has been selected by the Thames Valley Council for Community Action, Inc. (TVCCA) as the new provider for the organization's $5.2 million 401(a) and $4.4 million 403(b) retirement plans. First Mercantile Adds Brian Armstrong to National Sales Team (dBusinessNews.com)MEMPHIS -- Brian Armstrong has joined First Mercantile's national sales team effective February 8, 2010, as regional sales director for its newly-defined Florida region. Related Sites (Financial Planning.com)Any ideas on which B/D offers the widest fund selection and best value for start-up RIA's. Schwab and Fidelity seem to be good in terms of researching and product offering but will only service the larger firms. Any good second choices out there or other things to consider. Thanks. "Suitability" vs. "Fiduciary Duty" -- a Distinction With a Real Difference (Nightly Business Report)How many angels can dance on the head of a pin? If that type of question makes you yawn, you're probably feel the same about a current debate over "suitability" versus "fiduciary duty." But, believe me, this is an issue that really does matter, as it determines whose interests come first, yours or your financial adviser's. Senator Christopher J. Dodd, chairman of the Senate Banking Committee ... Harnessing technology: A matter of survival (Investment Executive)In today's financial services industry, technology isn't just an accessory; it's a bare necessity. Technology is essential in gathering information and providing advice to your clients. Earlier Retirement: Beating Back the High Fees (WallStreet Journal via Yahoo! Finance)Employees horrified by losses in their 401 retirement plans are finally getting traction where lawmakers and regulators have stumbled: Putting the squeeze on high retirement-plan fees. Names and Faces (Portsmouth Herald)PORTSMOUTH — Federal Savings Bank announced the addition of Tim Dargan to the position of vice president, commercial lending officer. J.P. Morgan Securities Hires Million-Dollar Advisor (Financial Planning.com)JPMorgan Chase & Co. has recruited a $2.2 million producer from Morgan Stanley Smith Barney [ MS ] and two senior managers for its separate, private bank, the firm said. Schwab: Clients Seek Planning and Independent Advice (Financial Planning.com)It took an economic downturn, but Americans are finally adopting a more responsible attitude about their money. Fewer expect to walk into a financial advisor's office and get double-digit returns on investments. Instead, they are paying down debt and saving money. |
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